9/19/2025

Shares of independent financial services firm LPL Financial (NASDAQ:LPLA) fell 5.2% in the morning session after Rothschild & Co Redburn downgraded the stock to Neutral from Buy and slashed its price target.

Source: Yahoo

9/18/2025

SAN DIEGO, Sept. 18, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2025. Total advisory and brokerage assets at the end of August were $2.26 trillion, an increase of $324.1 billion, or 16.7%, compared to the end of July 2025. Total net new assets for August were $292.8 billion, which included $275.0 billion of acquired net new assets resul

Source: Yahoo

9/18/2025

The Federal Reserve has delivered an early holiday-season gift to markets with its quarter-point cut to interest rates. It also hinted at more easing over the coming months, even as officials nudged their growth and inflation forecasts modestly higher. Markets responded quickly in Thursday trading, as the S&P 500 was comfortably on pace for its 26th record high of 2025.

Source: Yahoo

9/18/2025

David Kowach's firm adds the Kerrigan Group, a Georgia team with $250 million in pre-transition AUM, and Forge Point Advisors, a Pennsylvania team with $600 million in pre-transition assets.

Source: Yahoo

9/18/2025

SAN DIEGO, Sept. 18, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that advisors, Benjamin Worley, AAMS®, and Robert Monroe, CFP®, have come together to form Worley Monroe Advisors and join LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $400 million in advisory, brokerage and retirement plan assets* and join LPL from Edward Jones. Based in southeast Missouri in the town of Dexter, the team has 36 years of experienc

Source: Yahoo

9/18/2025

Cetera Financial Institutions has partnered with Peoples Bank and Trust to further strengthen and grow the bank's investment program, Peoples Financial Management & Planning*. The transition marks a strategic move to enhance client services, expand capabilities, and align with a partner that shares Peoples Bank and Trust's values and commitment to excellence.

Source: Yahoo

9/17/2025

Four former UBS advisors are starting an independent practice backed by LPL Financial. Their move comes just as UBS is set to raise advisor pay.

Source: Yahoo

9/17/2025

Comprehensive, data-driven and advisor-informed research reveals sustainable growth trends in the wealth management industry, empowering advisors and institutions to grow with purposeSAN DIEGO, Sept. 17, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced the release of the first-of-its-kind annual Advisor Growth Study (AGS). The comprehensive research study pulls from six years of structured data (2018–2024) from over 14,000 financial advisors across bu

Source: Yahoo

9/16/2025

The company’s new compensation plan aims to reward advisors who are growing their practices and bringing in new clients and more assets.

Source: Yahoo

9/16/2025

The South Carolina-based team will form Ox Road Capital and affiliate with LPL’s Strategic Wealth Services model, working with ultra-high-net worth individuals and retirees.

Source: Yahoo

9/16/2025

SAN DIEGO, Sept. 16, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Jeffrey S. "Jeff" Allen, CFP®, CTFA, Steve N. Armaly, Brian A. Blackburn, CFP® and Michael S. Lee, CEPA® have launched a new independent practice, Ox Road Capital, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth. They reported serving approximately $1.25 billion in advisory, brokerage and retirement plan assets* and join LPL from UBS. Based in Greenv

Source: Yahoo

9/15/2025

As the U.S. stock market experiences record highs with the Nasdaq and S&P 500 leading the charge, investors are closely watching upcoming Federal Reserve decisions that could influence borrowing costs. In this environment, identifying stocks that may be trading below their estimated intrinsic values can offer opportunities for those seeking to capitalize on potential market inefficiencies.

Source: Yahoo

9/12/2025

Our 10th annual ranking of the top U.S. independent wealth management firms reveals a flood of client assets into the top firms. Of course, bigger doesn’t always mean better.

Source: Yahoo

9/12/2025

Molson Coors downgraded, GM upgraded: Wall Street's top analyst calls

Source: Yahoo

9/10/2025

GTCR, a leading private equity firm, announced today that it has closed the previously announced acquisition of FMG Suite ("FMG" or "the Company"), a leading provider of advisor-led marketing automation software to financial advisors and insurance agents, from Aurora Capital Partners.

Source: Yahoo

9/9/2025

SAN DIEGO, Sept. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of The Capitol Bay Group have joined Upstream Investment Partners, an existing firm supporting LPL-affiliated advisors. They reported serving approximately $375 million in advisory, brokerage and retirement plan assets* and join LPL from Ameriprise. Based outside of Washington, D.C., in Tysons, Va., the team is led by John Yetman, CIMA®, and Manish Mukhi, APMA™. The duo brings 70 years of experience

Source: Yahoo

9/8/2025

Third Point's Q2 2025 13F portfolio rose to $7.62B, with increased concentration in top holdings. Read more about the portfolio here.

Source: SeekingAlpha

9/8/2025

LPL Financial Holdings (LPLA) just took a meaningful step forward by announcing the onboarding of roughly $12 billion in broker and advisory assets from First Horizon Bank. This is not a surprise, as institutional investors have known the agreement was coming since April, but the actual transfer of assets is significant. For investors weighing next moves with LPLA shares, such a major inflow signals clear confidence from partner banks and lays the groundwork for stronger revenue over...

Source: Yahoo

9/8/2025

SAN DIEGO, Sept. 08, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Ronald Ewing, CFP®, Edward Macha, Alex Pittz, AAMS®, Brian Gudgel, CFP® and Andrew Curiel IV, CFP®, CEPA®, AWMA®, APMA® have launched a new independent practice, Decorum Wealth Management, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth. They reported serving approximately $1.8 billion in advisory, brokerage and retirement plan assets* and join LPL f

Source: Yahoo

9/5/2025

Shares of independent financial services firm LPL Financial (NASDAQ:LPLA) fell 6.3% in the afternoon session after a broad market sell-off triggered by a dismal August jobs report that signaled a slowing economy. The U.S. economy added only 22,000 nonfarm payrolls, a figure substantially below the forecasted 75,000, while the unemployment rate ticked up to 4.3%, its highest level since 2021. This unexpected weakness in the labor market led to a downturn in major indices like the S&P 500 and Dow

Source: Yahoo